Holt Goddard at Seward & Kissel LLP

Seward & Kissel LLP

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The SEC Seeks Public Comment on its Definition of Foreign Private Issuer

On June 4, 2025, the US Securities and Exchange Commission (the “SEC”) published a Concept Release on Foreign Private Issuer Eligibility (the “Release”) seeking comment on the eligibility criteria for companies to qualify as...more

6/12/2025 / Capital Markets , China , Disclosure Requirements , Foreign Private Issuers , Proposed Rules , Public Comment , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Expands Accommodations for Nonpublic Review of Most Securities Act and Exchange Act Registration Statements

On March 3, 2025, the Securities and Exchange Commission (the “SEC”) expanded the accommodations for the confidential submission and review of registration statements under the Securities Act of 1933 (the “Securities Act”) or...more

4/10/2025 / Emerging Growth Companies , Filing Requirements , Foreign Private Issuers , Initial Public Offering (IPO) , Regulation S-K , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation , Special Purpose Acquisition Companies (SPACs)

Nasdaq Proposes Modifications to Delisting Process for Securities Failing to Maintain Compliance with Minimum Bid Price...

On August 6, 2024, the Nasdaq Stock Market LLC (“Nasdaq”) submitted proposed rule changes to the U.S. Securities and Exchange Commission (“SEC”). If adopted, the revised rules would modify the Nasdaq delisting process in...more

8/22/2024 / Appeals , Bids , Compliance , Delisting , Investor Protection , Nasdaq , Over The Counter Derivatives (OTC) , Proposed Rules , Reverse Stock Splits , Securities and Exchange Commission (SEC)

The Modern De-SPAC and a Way Forward

I. SPAC and de-SPAC Background - A special purpose acquisition company, or SPAC, is a public company with no operations, products, or assets. Unlike a traditional public company’s initial public offering (IPO), a SPAC’s...more

7/28/2023 / Capital Markets , Capital Raising , Initial Public Offering (IPO) , Private Investment in Public Equity (PIPEs) , Special Purpose Acquisition Companies (SPACs)

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