Treating Compliance Like an Asset
Five Tips for a New Public Company Director
Compliance Tip of the Day: Assessing Internal Controls
Compliance Tip of the Day: COSO Objective 5 – Monitoring Activities
Compliance Tip of the Day: COSO Objective 4 - Control Information and Communication
Everything Compliance: Episode 156, To Document or Not Edition
Daily Compliance News: June 26, 2025, The? Matt Galvin Honored Edition
Compliance into the Weeds: Boeing’s New Safety Initiatives and Compliance Reforms
Compliance Tip of the Day: COSO Objective 3 – Control Activities
Daily Compliance News: June 25, 2025, The PCAOB Elimination Hits Roadblock Edition
Upping Your Game: Crowd - Sourcing Risk Management Intelligence with AI
Everything Compliance: Shout Outs and Rants: Episode 156
Compliance Tip of the Day: COSO Objective 2 - Risk Assessment
Adventures in Compliance: The Sign of Four – Holmes Revealed: Communication and Training Insights
Compliance Tip of the Day – COSO Objective 1 – Control Environment
FCPA Compliance Report: Fraud Risk Management - Insights and Experiences with Peter Schablik
Daily Compliance News: June 23, 2025, The Is Walmart Cool Edition
2 Gurus Talk Compliance – Episode 54 – The FCPA is Back On Edition
Daily Compliance News: June 19, 2025, The Corruption in Spain Edition
Innovation in Compliance: Real-Time Fraud Prevention Strategies for Financial Loss Prevention with Vince Walden
Entering 2025, artificial intelligence (“AI”) has passed the hype stage and now drives transformation across industries by reshaping business operations, customer interactions, and regulatory environments. Understanding the...more
It's human nature to take the "if it ain't broke, don't fix it" attitude, which extends to allowing areas of your business to evolve and develop without scrutiny. This is why tuning up your business is an essential part of...more
Decentralized Autonomous Organizations (DAOs) are a novel form of governance for blockchain-based protocols. Unlike traditional companies or non-profits, DAOs are member-controlled organizations that operate without a central...more
In a landmark move on 27 December 2023 the Bermuda Government took a significant step by adopting the Corporate Income Tax Act 2023 (the “CIT Act”), a pivotal piece of legislation that promises to reshape the island’s...more
In an article last year, we discussed the increased pressure companies face to separate businesses that are not deemed “core,” and why tax-free spin-offs and similar transactions may be the most appealing way to achieve this....more
The research is clear. A good decision with a bad outcome is likely to be viewed – by others and by the decision-makers themselves – as a bad decision in hindsight. Equally so, a bad decision with a good outcome is likely to...more
In the previous century, the primary focus for most companies was profit maximization for shareholders. In the last few decades, a shift from shareholder to stakeholder capitalism happened, and the term corporate social...more
Welcome to the 10th edition of OIG Shorts. In this post we discuss why it’s important that Chief Legal Officers (and Chief Ethics & Compliance Officers) have meaningful, real-time involvement in the key legal, organizational,...more
Born at the end of the 19th century, Paul Mason worked for the California legislature and Governor Goodwin Knight. In 1935, he published Mason's Manual of Legislative Procedure, which is commonly known as Mason's...more
Ethikos 36, no. 2 (April 2022) - Ethical decision-making sounds like a simple thing; perhaps we think we inherently understand what is ethical and what is not, and so we don’t need a framework. Or perhaps the organization...more
ESG—environmental, social, and [corporate] governance—is the focus of socially responsible investing, reflecting the notion that corporations should serve the interests of not only their shareholders, but of all their...more
The year is flying by as we’re well into the third quarter already. Midyear risk reports should be done, assuming your company prepares one quarterly, and you are likely getting ready to prepare a Q3 update. As I discuss...more
I'm often asked, "How did you go from submarining into integrated risk management and compliance space?" I know most risk majors come from either a direct risk management background or an IT security background or...more
Artificial intelligence (AI) is increasingly transforming business processes and strategies across industry sectors. Companies are figuring out how to take advantage of AI, focusing primarily on customers' needs and...more